-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, n7HgB74KZLJOF7B2PQQXhT1XLN4Sb2j1lkMgBAqhZuR0GN/DzOXLeB5V4+LeSyW8 ShgKB67s740pyl5yW6E5HA== 0000950142-95-000020.txt : 19950613 0000950142-95-000020.hdr.sgml : 19950613 ACCESSION NUMBER: 0000950142-95-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950308 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11680 FILM NUMBER: 95519323 BUSINESS ADDRESS: STREET 1: 200 CONCORD PLAZA DR #800 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN SMITH COUNSEL ET AL CENTRAL INDEX KEY: 0000860862 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G/A 1 SCHEDULE 13-G - AMENDMENT NO. 1 Page 1 of 13 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Harte-Hanks Communications, Inc. --------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share --------------------------------------- (Title of Class of Securities) 416196 10 3 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement. [ ] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 13 Pages CUSIP NO. 416196 10 3 13G ____________________________________________________________ 1. Name of Reporting Person Train, Smith Counsel S.S. or I.R.S. Identifica- tion No. of Above Person ____________________________________________________________ 2. Check the Appropriate Box (a) if a Member of a Group (b) ____________________________________________________________ 3. S.E.C. Use Only ____________________________________________________________ 4. Citizenship or Place of New York Organization ____________________________________________________________ Number of Shares (5) Sole Voting Power Beneficially 0 ________________________________________ Owned by Each (6) Shared Voting Reporting Person Power 1,067,850 (see Item 4) _________________________________________ with (7) Sole Dispositive Power 0 _________________________________________ (8) Shared Dispositive Power 960,050 (see Item 4) ____________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,545,850 (see Item 4) ____________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (see Item 4) ____________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 8.1% ____________________________________________________________ 12. Type of Reporting Person IA ____________________________________________________________ Page 3 of 13 Pages CUSIP No. 416196 10 3 13G ____________________________________________________________ 1. Name of Reporting Person F. Randall Smith S.S. or I.R.S. Identifica- tion No. of Above Person ____________________________________________________________ 2. Check the Appropriate Box (a) if a Member of a Group (b) ____________________________________________________________ 3. S.E.C. Use Only ____________________________________________________________ 4. Citizenship or Place of United States Organization ____________________________________________________________ Number of Shares (5) Sole Voting Power Beneficially 0 ________________________________________ Owned by Each (6) Shared Voting Reporting Person Power 1,067,850 (see Item 4) _________________________________________ (7) Sole Dispositive Power 0 ________________________________________ (8) Shared Dispositive Power 960,050 (see Item 4) ____________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,545,850 (see Item 4) ____________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (see Item 4) ____________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 8.1% ____________________________________________________________ 12. Type of Reporting Person IN ____________________________________________________________ Page 4 of 13 Pages CUSIP No. 416196 10 3 13G ____________________________________________________________ 1. Name of Reporting Person Henry D. Babcock S.S. or I.R.S. Identifica- tion No. of Above Person ____________________________________________________________ 2. Check the Appropriate Box (a) if a Member of a Group (b) ____________________________________________________________ 3. S.E.C. Use Only ____________________________________________________________ 4. Citizenship or Place of United States Organization ____________________________________________________________ Number of Shares (5) Sole Voting Power Beneficially 0 ________________________________________ Owned by Each (6) Shared Voting Reporting Person Power 1,067,850 (see Item 4) ________________________________________ (7) Sole Dispositive Power 0 ________________________________________ (8) Shared Dispositive Power 960,050 (see Item 4) ____________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,545,850 (see Item 4) ____________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (see Item 4) ____________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 8.1% ____________________________________________________________ 12. Type of Reporting Person IN ____________________________________________________________ Page 5 of 13 Pages CUSIP No. 416196 10 3 13G ____________________________________________________________ 1. Name of Reporting Person Concord International S.S. or I.R.S. Identifica- Investment Group, L.P. tion No. of Above Person ____________________________________________________________ 2. Check the Appropriate Box (a) if a Member of a Group (b) ____________________________________________________________ 3. S.E.C. Use Only ____________________________________________________________ 4. Citizenship or Place of Delaware Organization ____________________________________________________________ Number of Shares (5) Sole Voting Power Beneficially 0 ________________________________________ Owned by Each (6) Shared Voting Reporting Person Power 1,067,850 (see Item 4) ________________________________________ (7) Sole Dispositive Power 0 ________________________________________ (8) Shared Dispositive Power 960,050 (see Item 4) ____________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,545,850 (see Item 4) ____________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (see Item 4) ____________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 8.1% ____________________________________________________________ 12. Type of Reporting Person PN ____________________________________________________________ Page 6 of 13 Pages CUSIP No. 416196 10 3 13G ____________________________________________________________ 1. Name of Reporting Person T.K. International S.S. or I.R.S. Identifica- Corporation tion No. of Above Person ____________________________________________________________ 2. Check the Appropriate Box (a) if a Member of a Group (b) ____________________________________________________________ 3. S.E.C. Use Only ____________________________________________________________ 4. Citizenship or Place of Delaware Organization ____________________________________________________________ Number of Shares (5) Sole Voting Power Beneficially 0 ________________________________________ Owned by Each (6) Shared Voting Reporting Person Power 1,067,850 (see Item 4) ________________________________________ (7) Sole Dispositive Power 0 ________________________________________ (8) Shared Dispositive Power 960,050 (see Item 4) ____________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,545,850 (see Item 4) ____________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (see Item 4) ____________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 8.1% ____________________________________________________________ 12. Type of Reporting Person CO ____________________________________________________________ Page 7 of 13 Pages CUSIP No. 416196 10 3 13G ____________________________________________________________ 1. Name of Reporting Person Mohamed S. Younes S.S. or I.R.S. Identifica- tion No. of Above Person ____________________________________________________________ 2. Check the Appropriate Box (a) if a Member of a Group (b) ____________________________________________________________ 3. S.E.C. Use Only ____________________________________________________________ 4. Citizenship or Place of United States Organization ____________________________________________________________ Number of Shares (5) Sole Voting Power Beneficially 0 ________________________________________ Owned by Each (6) Shared Voting Reporting Person Power 1,067,850 (see Item 4) ________________________________________ (7) Sole Dispositive Power 0 ________________________________________ (8) Shared Dispositive Power 960,050 (see Item 4) ____________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,545,850 (see Item 4) ____________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (see Item 4) ____________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 8.1% ____________________________________________________________ 12. Type of Reporting Person IN ____________________________________________________________ Page 8 of 13 Pages Item 1(a) Name of Issuer: Harte-Hanks Communications, Inc. (the "Issuer") Item 1(b) Address of Issuer's Principal Executive Offices: 200 Concord Plaza Drive San Antonio, TX 78216 Item 2(a) Name of Person Filing: This Statement is being filed by: (i) Train, Smith Counsel, a New York general partnership and an Investment Adviser registered under the Investment Advisers Act of 1940 ("TSC"); (ii) Messrs. F. Randall Smith, Henry D. Babcock and Concord International Investments Group, L.P. a Delaware Limited Partnership ("Concord"), the general partners of TSC who, for purposes of the Securities Exchange Act of 1934, as amended (the "Act") are deemed to control TSC; (iii) T.K. International Corporation, a Delaware Corporation ("TK"), the sole general partner of Concord, which, for purposes of the Act, is deemed to control Concord; and (iv) Mr. Mohamed S. Younes, the majority shareholder of TK (all such persons in (i) through (iv) being hereinafter referred to as the "Reporting Persons"). Item 2(b) Address of Principal Business Office: The address of the principal business office of each of the Reporting Persons is 667 Madison Avenue, New York, NY 10021. Item 2(c) Citizenship: See Item 4 of the cover pages attached hereto. Item 2(d) Title of Class of Securities: Page 9 of 13 Pages Common Stock, par value $1.00 per share (the "Common Stock") Item 2(e) CUSIP Number: 416196 10 3 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) (X) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 140.13d-1(b)(1)(ii)(F) (g) ( ) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (h) ( ) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership: As of December 31, 1994, TSC was the beneficial owner of 1,545,850 shares of Common Stock (the "TSC Shares"). Concord and Messrs. Smith and Babcock, through their deemed control (for purposes of the Act) of TSC, TK through its deemed control (for purposes of the Act) of Concord and Mr. Younes through his control of TK, are deemed to beneficially own all of the TSC Shares. Page 10 of 13 Pages The TSC Shares constitute 8.1% of the outstanding shares of Common Stock based on 19,046,000 shares of Common Stock outstanding on December 31, 1994, as represented by the Issuer. All of the Reporting Persons share the power to dispose and to direct the disposition of 960,050 of the TSC Shares and as to the remaining 585,800 TSC Shares, certain clients of TSC retain the power to dispose or to direct the disposition of such shares. All of the Reporting Persons share the power to vote and to direct the vote of 1,067,850 of such shares and as to the remaining 478,000 TSC Shares, certain clients of TSC have sole power to vote and to direct the vote of such shares. In addition to the TSC Shares, TSC also holds on behalf of clients 70,800 shares of Common Stock of the Issuer as to which TSC neither has nor shares voting power or dispositive power. The Reporting Persons disclaim beneficial ownership of those shares. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Page 11 of 13 Pages By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 12 of 13 Pages Signatures After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this Statement is true, complete and correct. Train, Smith Counsel By: /s/ John H. Rogicki --------------------- Name: John H. Rogicki Title: Chief Operating Officer /s/ F. Randall Smith --------------------- F. Randall Smith /s/ Henry D. Babcock --------------------- Henry D. Babcock CONCORD INTERNATIONAL INVESTMENTS GROUP, L.P. By: T.K. International Corporation, General Partner By: /s/ Mohamed S. Younes ---------------------- Name: Mohamed S. Younes Title: President T.K. INTERNATIONAL CORPORATION By: /s/ Mohamed S. Younes ---------------------- Name: Mohamed S. Younes Title: President Page 13 of 13 Pages March 8, 1995 /s/ Mohamed S. Younes - ---------------- ---------------------- Date Mohamed S. Younes -----END PRIVACY-ENHANCED MESSAGE-----